Lux DD requirements - CSSF Circular 18/698 and result of on-site visits in CSSF Annual Report 2019
Recorded
Monday, October 5, 2020 · 9:00 a.m.
ABOUT THIS WEBINAR
Join us for a 30 min discussion about the criteria that CSSF is mentioning as guidance for due diligence on delegates including distributors.
We will also talk about the result of on-site visits at asset mgm firms, which is mentioned in the CSSF Annual Report 2019. We will focus on their conclusions related to oversight and due diligence in this webinar.
AGENDA
CSSF Circular 18/698
CSSF Annual Report 2019
Top 3 things to remember
ADDITIONAL INFO
When:
Monday, October 5, 2020 · 9:00 a.m.
Stockholm
Linda worked for 10 years with distribution of funds. First as a legal counsel on the asset manager side, performing initial and regular due diligence on distributors all over the world. Then, as a compliance officer of a global fund platform...
Susanna has worked for more than 12 years as a legal counsel and compliance expert. Among others for an asset manager in Luxembourg with a global distribution network.
She represents GRC WATCH in Paris and is fluent in French so if you want to...