ERISA requires that plan sponsors do what is in the best interest of participants and ensure that fees are reasonable for the investments and services provided to the plan. Learn about the mechanics of benchmarking plan investments and fees, what to look for when benchmarking, and when to get help.
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    Alison Mintzer
    Managing Director, Head, ISS Media
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    Allison Itami
    Principal at Groom Law Group, Chartered
    Allison Itami advises employers and service providers on employee benefit programs, including health and retirement plans, with a focus in federal laws such as ERISA and the Internal Revenue Code, and the ways in which state laws affect benefit plans. Allison frequently works with state and municipal governmental units sponsoring and administering benefit plans and programs.

    Allison works closely with service providers in the IRA and employer plan industry. These service providers include multi-national financial institutions, national and regional broker-dealers, banks, record-keepers, and insurance companies. Allison assists these financial institutions to comply with existing Department of Labor regulations and guidance.

    Additionally, she provides advocacy regarding proposed regulations, advisory opinions, and individual prohibited transaction exemptions ranging from fiduciary investment advice to captive welfare benefit insurance arrangements to stock rights issued to plans.

    She has worked with employers to draft, maintain, or terminate tax qualified retirement savings plans. From drafting policies to assisting with internal or Department of Labor audits, Allison has assisted plan fiduciaries with all manner of compliance processes. She assists plan fiduciaries in performing legal due diligence on selecting a service provider or investing in an alternative investment option. Her practice also includes providing legal counsel on investment items including prudent process and considerations for investing and divesting.

    Allison’s practice includes a focus data privacy and cybersecurity issues. In addition to assisting service providers, she advises plan personnel regarding the use of plan data, data security provisions in service contracts, and post-incident actions. Allison is a frequent speaker at conferences on the topic of cybersecurity as it relates to benefit plans.
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    Jon Chambers
    Managing Director at SageView Advisory Group
    Jon Chambers has over 30 years of retirement plan industry experience. He specializes in the analysis, design and implementation of retirement plan investment programs, helps plan sponsors implement successful plan administrative structures, and assists with fiduciary compliance. He was named as one of the 2020 Financial Times 401 Top Retirement Advisors.

    Chambers is a nationally recognized expert on 401(k) fees. He has met with officials from the SEC, the GAO and the DOL to discuss regulations relating to 401(k) fee disclosure. He testified before the House Committee on Education and Labor on this issue.

    Chambers graduated from the University of California, Berkeley with departmental and college honors. He is a member and past president of the San Francisco Chapter of the Western Pension & Benefits Council and a member of the National Association of Plan Advisors. Chambers holds the Certified Plan Financial Advisor designation.