The SEC’s regulatory agenda has become increasingly active in recent months, with proposals that could affect how public companies prepare disclosures, raise capital and meet ongoing reporting obligations.
While not every proposal will become final, understanding where the Commission is headed can help your organization prepare for what may come next.
Join Intelligize and experts from Mayer Brown for a free CLE* webinar exploring the SEC’s latest rulemaking activity, recent policy direction and the practical implications for public companies and SEC filers.
The SEC’s Transformative Rulemakings & What’s On the Horizon will examine the proposals, guidance and enforcement priorities shaping today’s regulatory agenda.
During this webinar, you’ll learn about:
• Proposed changes that could replace quarterly reporting with semiannual reporting for certain issuers
• New capital formation proposals affecting shelf registrations, Form S-1 and issuer communications
• Potential changes to filer status categories and scaled disclosure accommodations
• Recent SEC and CFTC guidance involving digital assets
• How the SEC’s enforcement priorities could affect registrants
Whether you’re preparing filings today or planning for tomorrow’s reporting environment, this session will help you better understand where SEC policy is headed and the developments worth watching.
Reserve your spot today!
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*Continuing Legal Education (CLE) programs are designed to provide 60 minutes of educational content. LexisNexis applies for credit based on the content, but the type of credit and approval is at each state’s Mandatory Continuing Legal Education
(MCLE) Board's discretion.
NOTE: This course is appropriate for both newly admitted and experienced New York
attorneys. However, newly admitted attorneys typically cannot earn Skills CLE credit
for courses delivered via webinar or webcast.
- Introductions & “housekeeping” items related to CLE
- Proposed amendments to allow companies to file semiannual reports instead of quarterly reports to meet their interim reporting obligations
- Proposed amendments to facilitate capital formation, including making shelf registration statements more accessible to more issuers; extending certain communication and other benefits to a broader array of issuers; expanding the ability to rely on incorporation by reference into Form S-1; and other related changes
- Proposed amendments to streamline filer statuses for public reporting companies into two primary categories: large accelerated filers and non-accelerated filers; and extend to non-accelerated filers the existing accommodations and scaled disclosures applicable to smaller reporting companies and emerging growth companies
- Relief relating to equity tenders and to debt tenders or exchange offers for non-convertible debt securities
- Interpretations jointly issued by the SEC and CFTC regarding the application of the securities laws to certain digital assets and Staff guidance related to digital assets
- Changes in enforcement priorities
- Questions
Anna works closely with financial institutions to create and structure innovative financing techniques, including new securities distribution methodologies and financial products. She has particular financing experience in certain industries, including technology, telecommunications, healthcare, financial institutions, REITs and consumer and specialty finance. Anna has worked closely with foreign private issuers in their securities offerings in the United States and in the Euro markets. She also works with financial institutions in connection with international offerings of equity and debt securities, equity- and credit-linked notes, and hybrid and structured products, as well as medium term note and other continuous offering programs.
Anna earner her BSFS from Georgetown University. She earned her JD from The University of Chicago Law School.
Brian serves clients on specialty finance, real estate and real estate investment trusts (REITs), business development companies (BDCs), and life sciences company deals. He also assists public company clients with ongoing securities law compliance requirements, listing standards of the major US stock exchanges, SEC public reporting obligations, shareholder-related disputes, and governance matters.
Brian earned his BA from The George Washington University and his JD from The George Washington University Law School.
