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Managing resources while managing regulatory change

Wed, Feb 16, 2022 · 9:30 AM · London
About This Webinar

In an environment of constrained budgets and burgeoning regulatory activity, managing resources while ensuring compliance remains a top priority for compliance leaders.
This webinar will consider a range of approaches to meeting this challenge, enabling compliance teams to increase both efficiency and effectiveness, whether through investing in technology or investing in training and development.

Who can view: Everyone
Webinar Price: Free
Featured Presenters
Webinar hosting presenter
Head of Regulatory Compliance
Jonathan is responsible for all of the Compliance programmes. Having twenty five years of financial services industry experience, holding senior Compliance roles for the last fifteen of these, Jonathan has a wealth of practical compliance experience.

With an MBA from Henley Business School and a Diploma in Management from Reading University, Jonathan is also highly qualified in business management and is therefore able to place governance, risk and compliance management within the context of wider corporate strategy.
Webinar hosting presenter
Head of Compliance & Risk, Hawksmoor Investment Management
Having spent 14 year within the Compliance & Risk Team at Brewin Dolphin in various positions, culminating in Head of Compliance, Jess subsequently joined Investec Wealth & Investment to head up the Compliance Team in 2014. She recently moved to Hawksmoor Investment Management to take on the role of Head of Compliance & Risk.
Webinar hosting presenter
Practitioner & CEO
Jon has extensive experience and critical perspective across governance, risk and compliance in financial services. Working across all levels of the organisation building partnership style relationships to deliver sustainable and enduring outcomes.

Jon’s work to date spans Europe and Australia working with Securities Exchanges, institutional banks, fund managers and other issuers of financial products. Jon has worked with the Macquarie Group, Westpac Institutional Bank, First Sentier Investors and most recently, Janus Henderson Investors.

Jon's varied experience includes framework design and implementation, GRC systems, regulatory and licencing, exchange approvals and listings, AML/CTF Compliance Officer, due diligence, new business acquisition and integration, remediation advice, Board governance, culture and conduct.

Jon has held positions as a Director and Company Secretary for licenced and Responsible Entities. He holds a bachelor in business and law from the University College Dublin and is a Fellow of the Governance Institute of Australia.
Webinar hosting presenter
Head of Compliance, HSBC Bank Armenia CJSC
Yeva has been employed in financial industry almost 20 years, of which about 15 years with HSBC. She occupied business management / COO roles in commercial banking in HSBC Bank Armenia for 7 years, has worked for the regional executive management office in London headquarters for 2.5 years, and has been member of country executive committee in HSBC Bank Armenia since 2016 as head of regulatory compliance, and afterwards, as Chief Compliance Officer and MLRO (accountable for financial crime compliance and regulatory compliance).

During her secondment to London headquarters, she has been driving various workstreams related to embedding Conduct Programme in HSBC Group headquarters in 2014-2016, and further supported the country implementation programme in her capacity of country head of regulatory compliance since 2016.

Yeva graduated from Yerevan State Economics University in 2014 majoring in finance and banking, she holds a Ph.D. in Finance (2007), is a CFA charterholder (2012), holds ICA International Diploma on Governance, Risk and Compliance (2019) and is en-route of completing her post-graduate Diploma in Financial Crime Compliance with ICA this year.

Yeva is married and has a daughter.
Webinar hosting presenter
Senior GRC Director
Scott Bridgen serves as Head of GRC for OneTrust GRC– a purpose-built software designed to operationalize integrated risk management. In his role, Scott is responsible for driving the development and delivery of OneTrust's integrated risk management product as well as driving the refinement of the toolset and offerings. He advises companies throughout their risk management implementations to establish processes to support operations and align with their enterprise objectives, including adopting industry best practices and adhering to requirements relating to relevant standards, frameworks, and laws (e.g. ISO, NIST, SIG and more). Scott works with clients to realise the extent of their risk exposure, helping clients to map their digital infrastructure, assess risks, combat threats, monitor ongoing performance, and document evidence throughout the risk lifecycle.
Webinar hosting presenter
Associate Director, Broadgate Search
Matt is an Associate Director at Broadgate Search, and has been recruiting Compliance, Financial Crime & Risk Professionals since 2012.

He joined Broadgate Search at inception in 2015, helping to build the Governance Desk to where it is today.

Broadgate Services the UK, Ireland, DACH, Benelux & the U.S Markets. With offices in London, Dublin, Manchester, Zug with Boston soon to be added.
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