Control Assurance & Oversight Framework : How Senior Managers can stay on top of their "reasonable steps" obligations?
Do you like the sound of having the safe guard of an "out-of-jail-free card built on a robust assurance and oversight framework? - If so register to learn more.
Sicsic Advisory and Governor Software have partnered to bring a solution to the insurance market that helps firms to develop an assurance and oversight framework supporting Senior Executives in discharging their management and regulatory obligations.
The combination of our regulatory expertise and the experience in implementing risk and control frameworks with the power of visualisation and mapping technology offers a RegTech solution to a problem we can see across the insurance market.
During this webinar, we will discuss what it means to be in a Senior Management Function (SMF), with a specific focus on conduct rules and the challenge of demonstrating "reasonable steps".
We will also present our "outcomes-based framework" covering regulatory requirements, controls, policies and assurance activities.
Register now to receive log-in details.
Webinar Times: 10:00 US EST +1; 15:00 UK/Ireland GMT+1
Business & finance
ADDITIONAL INFO
Categories:
Business & finance
When:
Thursday, October 15, 2020 · 3:00 p.m.
London
Duration: 45 minutes
Price:Free
Language:English
Who can attend?Anyone with the event link can attend
Michael is a senior executive in the field of risk and regulation in the financial services sector, with a strong focus on insurance. He has a deep understanding of business models in the insurance sector and the related risks.
Richard has extensive experience of working with financial institutions throughout the world, assisting companies in managing enterprise risk more efficiently while addressing local regulatory guidelines and standards.